David Marvin Willis

DAVID MARVIN WILLIS
Stock Broker | Financial Consultant

With a robust background spanning eleven (11) years in Financial trading, Stock analysis, and Brokerage, I have garnered extensive expertise through my tenure at two (2) esteemed firms in the United States. Successfully passing five (5) brokerage examinations, I currently hold registrations and licenses in nineteen (19) States.
My professional journey is underscored by a remarkable track record, consistently surpassing financial targets for a diverse clientele, as attested by the glowing client reviews provided below. Should you possess the willingness to learn the art of calculated risks, I am poised to guide you in intricately crafting and implementing diverse trading strategies that guarantee a steady and sustainable profit. My commitment involves investing both time and considerable experience to ensure your financial success.

Stock Brokerage & Investment Advisory

Financial Consulting & Auditing

Digital Assets Trading & Cryptocurrency

Examinations & Registrations

Series 63 - Uniform Securities Agent State Law Examination [Nov. 18, 2013]

(1) State Securities Law Exam

Series 66 - Uniform Combined State Law Examination [Oct. 28, 2019]

(2) State Securities Law Exam

Series 6 - Investment Company Products/Variable Contracts Representative Examination [Jul. 07, 2012]

(1) General Industry/Products Exam

Securities Industry Essentials Examination (SIE) [Oct. 01, 2018]

(2) General Industry/Products Exam

General Securities Representative Examination (S7TO) [Oct. 03, 2019]

(3) General Industry/Products Exam

FINRA

SRO Registrations

100%

Nasdaq Stock Market

SRO Registrations

100%

Cboe Exchange, Inc.

SRO Registrations

100%

David is a remarkable and committed individual who has been managing my family's investment portfolio for approximately four years. We've experienced a constant sense of reassurance as the consistently positive outcomes eloquently demonstrate the effectiveness of his efforts.

- Marshall Saulter

Over time, David has transitioned from being solely my financial consultant to becoming a close and trusted friend. In my eyes, he embodies a tangible representation of the financial markets, demonstrating a keen understanding of how to navigate challenges even when others are hesitant to take action.

- Rita Wayne

David has been an invaluable asset as my financial adviser. His wealth of knowledge and strategic insights have been instrumental in steering my financial path towards success. What sets David apart is not only his expertise but also his genuine commitment to understanding my unique financial goals. He has not just guided me; he has empowered me with the tools to make informed decisions. I'm grateful for his unwavering support and highly recommend David to anyone seeking a dedicated and knowledgeable financial adviser.

- Chen Jia

David has consistently proven to be an outstanding financial adviser. His expertise and dedication have greatly contributed to the success of my financial endeavors. Beyond the professional realm, David has also become a trusted confidant, providing not just financial guidance but fostering a strong sense of trust and camaraderie. I appreciate his insightful counsel and unwavering support. David is, without a doubt, a great asset to anyone seeking financial advice and guidance.

David
Marvin Willis